-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwcRjVdrVXzRVzgFTRU+Bydsh/LjvVe+F/424HM7Oqb7fg3GEZMI682pImqgtgbs g9RAti8eX5aoB8HnJFa7Tw== 0000912462-99-000033.txt : 19990202 0000912462-99-000033.hdr.sgml : 19990202 ACCESSION NUMBER: 0000912462-99-000033 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AES CORPORATION CENTRAL INDEX KEY: 0000874761 STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991] IRS NUMBER: 541163725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41672 FILM NUMBER: 99518268 BUSINESS ADDRESS: STREET 1: 1001 N 19TH ST STREET 2: STE 2000 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7035221315 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONSBANK CORP/FA CENTRAL INDEX KEY: 0000912462 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: NATIONSBANK PLAZA CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 4046073731 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________ 240.13d-102 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO (S)240.13D-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO (S)240.13D-2 (Amendment No. 1 )* ----- AES CORPORATION ------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------- (Title of Class of Securities) 00130H105 ------------------ (CUSIP Number) December 31, 1998 -------------------------------------------------------- - --- Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_ Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankAmerica Corporation - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------ - ------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 4,181,450 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 10,084,216 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 11,498,733 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.38% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 HC - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bank of America NT&SA - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 US National Bank ----------------------------------------------------------------- - -------------- SOLE VOTING POWER 5 NUMBER OF 194,964 SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING 64,239 PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 3,600 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 194,964 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .11% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NB Holdings Corp. - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 North Carolina ----------------------------------------------------------------- - -------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 3,958,586 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 9,987,732 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 11,275,124 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.25% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 HC - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 4 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NationsBank NA ----------------------------------------------------------------- - -------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 US National Bank - ------------------------------------------------------------------ - ------------- SOLE VOTING POWER 5 NUMBER OF 2,832,986 SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 1,125,600 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING 8,447,328 PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 1,540,404 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 11,275,124 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.25% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 5 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NationsBanc Advisors Inc. - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 North Carolina - ------------------------------------------------------------------ - ------------- SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 139,100 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 139,100 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 139,100 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .08% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 6 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TradeStreet Investment Associates Inc. - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 North Carolina - ------------------------------------------------------------------ - ------------- SOLE VOTING POWER 5 NUMBER OF 193,700 SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING 193,700 PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 193,700 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .11% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 7 - ------------------------ CUSIP NO. 00130H105 13G - ------------------------ - ------------------------------------------------------------------ - ------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NationsBanc Montgomery Securities Inc. - ------------------------------------------------------------------ - ------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------ - ------------- SEC USE ONLY 3 - ------------------------------------------------------------------ - ------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 North Carolina - ------------------------------------------------------------------ - ------------- SOLE VOTING POWER 5 NUMBER OF 27,900 SHARES ----------------------------------------------- - ------------ SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------- - ------------ EACH SOLE DISPOSITIVE POWER 7 REPORTING 28,645 PERSON ----------------------------------------------- - ------------ SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------ - ------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 28,645 - ------------------------------------------------------------------ - ------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------ - ------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 .02% - ------------------------------------------------------------------ - ------------- TYPE OF REPORTING PERSON* 12 IA - ------------------------------------------------------------------ - ------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 8 Item 1 (a) Name of Issuer: AES Corporation (b) Address of Issuer's 1001 N. 19th St. Principal Executive Arlington, VA 22209 Offices: Item 2 (a) Names of Person Filing: BankAmerica Corporation (BAC)* BankAmerica NT&SA (BANT&SA) NB Holdings Corporation NationsBank NA NationsBanc Advisors Inc. (NBAI) TradeStreet Investments Associates (TS) NationsBanc Montgomery Securities LLC (b) Address of Principal Business Offices: BAC NB Holdings Corp. NBAI TS 100 North Tryon St. Charlotte, NC 28255 NationsBank NA 110 South Tryon Street Charlotte, NC 28255 BANT&SA 555 California St. San Francisco, CA 94104 NationsBanc Montgomery Securities LLC 600 Montgomery St San Francisco, CA 94111- 2703 (c) Citizenship: BAC Delaware NB Holdings Corp North Carolina NationsBank NA US National Bank NBAI North Carolina TS North Carolina BANT&SA US National Bank NationsBank Montgomery Securities Delaware (d) Title of Class of Common Stock Securities: (e) CUSIP Number: 00130H105 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o) Page 9 (b) [X] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [_] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [x] Investment Company registered under Section 8 of the Investment Company Act (15 U.S.C. 80a-8) * On September 30, 1998, BankAmerica Corporation, a Delaware corporation merged with and into NationsBank Corporation, which was the surviving corporation in the Merger and then changed its name to "BankAmerica Corporation" ("BankAmerica"). As a result of the mergers, BankAmerica succeeded to the assets and liabilities of both NationsBank and Old BankAmerica. Additional information regarding these mergers is set forth in NationsBank's Current Report on Form 8-K filed April 17, 1998, as amended. BankAmerica is a bank holding company registered under the Bank Holding Company Act of 1956, as amended, with its principal executive offices located in Charlotte, North Carolina. (e) [x] An investment adviser in accordance with (S)240.13d- 1(b)(1)(ii)(E) (f) [_] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F) (g) [x] A parent holding company or control person in accordance with (S)240.13d-1(b)(ii)(G) (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a- 3) (j) [_] Group, in accordance with (S)240.13d- 1(b)(1)(ii)(J) If this statement is filed pursuant to (S)240.13d-1(c), check this box. [_ Item 4 *Ownership With respect to the beneficial ownership of the reporting entity as of 12-31-98, see Items 5 through 11, inclusive, of the respective cover pages of this Schedule 13G applicable to such entity which are incorporated herein by reference. Page 10 ___________ * By virtue of the corporate relationships between Reporting Persons as described in Item 7, BAC (the parent company) may be deemed to possess indirect beneficial ownership of shares beneficially owned directly by its subsidiaries. Similarly, higher tier BAC subsidiaries may be deemed to possess indirect beneficial ownership of shares beneficially owned directly by lower tier BAC subsidiaries. The power to vote and to dispose of shares may be deemed to be shared between entities due to their corporate relationships. Item 5 Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_] Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7 Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company. Pursuant to Rule 13d-1(b)(1)(ii)(G) of the Securities Exchange Act of 1934, BankAmerica Corporation is filing this Form 13GA as a parent holding company of the following: 1. NB Holdings Corporation, which is a holding company of its subsidiaries: NationsBank NA a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934. NationsBanc Advisors Inc. a registered Investment Advisor under Section 203 of the Investment Advisors Act of 1940. TradeStreet Investment Associates Inc. a registered Investment Advisor under Section 203 of the Investment Advisors Act of 1940. 2. BankAmerica NT&SA bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934. 3. NationsBank Montgomery Securities LLC an registered Investment Advisor under Section 203 of the Investment Advisors Act of 1940. Item 8 Identification and Classification of Members of the Group. Not Applicable. Item 9 Notice of Dissolution of Group. Not Applicable. Page 11 Item 10 Certification. [x] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (13d-1(b)). [_] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (13d-1(c)). SIGNATURE - ---------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 1999 BANKAMERICA CORPORATION* BANKAMERICA NT&SA NB HOLDINGS CORP NATIONSBANK NA TRADESTREET INVESTMENT ASSOCIATES NATIONSBANC ADVISORS INC. NATIONSBANC MONTGOMERY SECURITIES LLC *By: /s/ STEPHEN A DOYLE Stephen A Doyle Vice President Corporate Compliance Page 12 EXHIBIT A --------- JOINT FILING AGREEMENT ---------------------- The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(f)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: February 1, 1999 BANKAMERICA CORPORATION* BANKAMERICA NT&SA NB HOLDINGS CORP NATIONSBANK NA TRADESTREET INVESTMENT ASSOCIATES NATIONSBANC ADVISORS INC. NATIONSBANC MONTGOMERY SECURITIES LLC *By: /s/ STEPHEN A DOYLE Stephen A Doyle Vice President Corporate Compliance Page 13 -----END PRIVACY-ENHANCED MESSAGE-----